Governing AI: An Ethical, Legal, and Technical Blueprint 

  • Published on Aug 26, 2024

The rise of artificial intelligence (AI) has brought about significant advancements and challenges. As AI technologies increasingly integrate into various sectors, establishing a robust framework for governing AI is crucial. This framework must address ethical, legal, and technical dimensions to ensure AI’s responsible development and deployment.  

This Blueprint recognizes that many corporations use AI to enhance operations, mitigate risk, and increase efficiency. Due to AI’s proliferation in high-risk areas, there is growing pressure to ensure AI is accountable, fair, and transparent. To address these concerns, I explore techniques, recommendations for governing AI, and the laws that will impact AI governance. 

The 4 Pillars of Governing AI

These four pillars represent the foundation for responsibly governing AI. They address ethical, legal, educational, and global aspects crucial for managing AI’s impact on society. Establishing ethical guidelines, strengthening regulatory frameworks, and enhancing AI literacy ensure that AI is developed, used, and understood in ways that are fair, accountable, and transparent.  

Establishing Ethical Guidelines: Create comprehensive ethical frameworks addressing fairness, transparency, and accountability in AI systems. 

Strengthening Regulatory Frameworks: Update and develop legal standards to clearly define responsibilities and liabilities for AI developers and users. 

Enhancing AI Literacy: Promote education and training programs to improve understanding of AI technologies and their implications among the public, policymakers, and professionals. 

Fostering International Cooperation: Encourage global collaboration to harmonize regulations, share best practices, and address cross-border AI challenges. 

Why Are These AI Pillars Important? 

These pillars are crucial as they collectively ensure that AI is developed and deployed in a manner that is ethical, legally sound, widely understood, and globally coordinated. They help mitigate risks, promote trust, and maximize the benefits of AI while minimizing its potential harm across different sectors and societies. 

Incorporating ethical considerations into every stage of AI development is crucial for creating responsible and fair AI systems. It ensures that AI systems are designed and deployed in ways that respect human rights, prevent bias, and promote fairness. This includes conducting thorough impact assessments, ensuring transparency in AI algorithms, and fostering inclusivity by considering diverse user perspectives. Governments and organizations should develop comprehensive ethical guidelines that address issues such as bias, fairness, transparency, and accountability in AI systems.  

The importance of data integrity, privacy, and security cannot be overstated. Implementing stringent data governance practices ensures that the data used in AI models is accurate, reliable, and ethically sourced. Strengthening regulatory frameworks is essential. Existing legal frameworks need to be updated to address the unique challenges posed by AI. This includes defining clear responsibilities and liabilities for AI developers and users. 

Maintaining high standards requires continuous monitoring of AI systems for performance, bias, and compliance with ethical guidelines. This involves regular audits and updates to AI models to address any identified issues. Enhancing AI literacy among the general public, policymakers, and industry professionals is also essential. Education and training programs that demystify AI technologies and their implications can achieve this goal. 

Collaboration with various stakeholders, including regulatory bodies, industry experts, and civil society organizations, is necessary to align AI practices with broader societal values and expectations. Given the global nature of AI development, international cooperation is crucial. Ideally, countries will work together to harmonize regulations, share best practices, and address cross-border challenges related to AI. While we do not live in an ideal world, efforts are taking place among international organizations, governments, and cross-border collaborations such as the Global Partnership on AI (GPAI), the OECD, and the U.S.-EU Trade and Technology Council to ensure more responsible and ethical governance of AI on a global scale. 

By adopting these measures, AI technologies may be developed and deployed in a manner that is ethical, fair, and beneficial to society. 

Laws Impacting AI Governance 

The regulatory landscape for AI is evolving, with several key laws and initiatives shaping the governance of AI.  

EU AI Act: The European Union’s proposed AI Act aims to create a comprehensive regulatory framework for AI, focusing on risk-based classification and ensuring high standards of safety and transparency. Risk-based classification is an approach used in regulatory frameworks to categorize technologies, products, or activities based on the level of risk they pose to individuals, society, or specific sectors. 

GDPR: The General Data Protection Regulation (GDPR) has significant implications for AI, particularly concerning data privacy and consent. AI systems must comply with GDPR’s strict data processing and protection requirements, including the right to be informed, together with the rights of access, rectification, and erasure. The regulation also requires explicit consent for data use, with the option to withdraw consent at any time. Given AI’s capacity for large-scale data processing, systems must be designed to uphold these protections, ensuring transparency, human oversight, and adherence to consent boundaries. 

Algorithmic Accountability Act: In the United States, Congress is considering the Algorithmic Accountability Act, which would mandate impact assessments for AI systems to identify and mitigate potential biases and harms. If enacted, it would require companies to assess the impact of their automated systems, including AI and algorithms, on factors such as privacy, fairness, bias, and discrimination. 

National AI Strategies: Various countries have developed national AI strategies that outline their approach to AI development, regulation, and governance. Among these countries, the United Kingdom’s approach to this is particularly noteworthy given the direction it has taken (describe briefly in parenthesis what that approach is) and the outsized influence of that country on these issues. These strategies often emphasize ethical AI, innovation, and collaboration. 

Conclusion

Governing AI requires a multifaceted strategy that integrates ethical, legal, and technical considerations. Corporations play a crucial role in setting high standards for AI development through their ethical practices and robust governance frameworks. As AI technologies continue to evolve, ongoing collaboration between governments, industry, and civil society will be essential to ensure that AI benefits all of humanity while mitigating potential risks. 

Written by: Alicia Brown

Alicia Brown is a leading global expert in Cyber Security and AI, with a background in the Department of Defense and cloud development. She led the creation of the first accredited cloud environment for the US Army Corps of Engineers and co-authored key industry handbooks. Her expertise spans policy, compliance, and certification across diverse sectors, making her a sought-after advisor and speaker.